1. Disclosures under RA Regulations
Trader prepares, a company owned by SEBI registered Research Analyst hereby make following
disclosures:
1. We don’t have any financial interest in the companies on which we are offering
recommendations.
2. We don’t have any actual/beneficial ownership of one per cent or more in the
companies on which we are offering recommendations.
3. We don’t have any material conflict of interest in the companies on which we are
offering recommendations
4. We have not received any compensation from the companies on which we are offering
recommendations.
5. We have not managed public offering of the companies on which we are offering
recommendations.
6. We have not received any compensation in any manner from any entity except our
clients to whom we offer our services.
7. Registration granted by SEBI and certification from NISM in no way guarantee
performance of the intermediary or provide any assurance of returns to investors.
Standard Disclosure
• History, Present business and Background:
Trader prepares is owned by a SEBI Research Analyst Panelil Vishnu Menon
Registration No. INH200007256
. The Research Analyst got its registration on Jul 09, 2019 and is engaged in offering
research and recommendation services.
Terms and conditions of Research Services:
The Research Services will be limited to providing independent research recommendation
and shall not be involved in any advisory or portfolio allocation services. The Research
Analyst never guarantees the returns on the recommendation provided. Investor shall
take note that Investment/trading in stocks/Index or other securities is always subject to
market risk. Past performance is never a guarantee of same future results. The Research
Analyst shall not be responsible for any loss to the Investors.
• Disciplinary history:
There are no pending material litigations or legal proceedings against the Research
Analyst.
As on date, no penalties / directions have been issued by SEBI under the SEBI Act or
Regulations made there under against the Research Analyst relating to Research Analyst
services.
• Details of its associates:
No associates
• Disclosures with respect to Research and Recommendations Services:
The Research Analyst or any of its officer/employee does not trade in securities which are
subject matter of recommendation.
There are no actual or potential conflicts of interest arising from any connection to or
association with any issuer of products/ securities, including any material information or
facts that might compromise its objectivity or independence in the carrying on of Research
Analyst services. Such conflict of interest shall be disclosed to the client as and when they
arise.
Research Analyst or its employee or its associates have not received any compensation
from the company which is subject matter of recommendation.
Research Analyst or its employee or its associates have not managed or co-managed the
public offering of any company.
Research Analyst or its employee or its associates have not received any compensation for
investment banking or merchant banking of brokerage services from the subject company.
Research Analyst or its employee or its associates have not received any compensation for
products or services other than above from the subject company.
Research Analyst or its employee or its associates have not received any compensation or
other benefits from the Subject Company or 3rd party in connection with the research
report/ recommendation.
The subject company was not a client of Research Analyst or its employee or its associates
during twelve months preceding the date of recommendation services provided.
Research Analysts or its employee or its associates has not served as an officer, director or
employee of the subject company.
Research Analysts has not been engaged in market making activity of the subject
company.
• Standard Warning:
Investment in securities market are subject to market risks. Read all the related
documents carefully before investing.
• Disclaimer
Registration granted by SEBI, and certification from NISM in no way guarantee
performance of the Research Analyst or provide any assurance of returns to investors.